Company Name Monex Alternative Investments, Inc.
Headquarters Uchisaiwaicho Daibiru 7th floor
1-3-3,Uchisaiwaicho, Chiyoda-ku,
Tokyo 100-0011,JAPAN
[Map]
Date Established October 22, 2004
Capital JPY 95 million
Board of Directors
Chairman and Director Shinichiro Shiraki
President and Representative Director Shigeo Mizuta
Director Tsutomu Nakajima
Statutory Auditor Takehiko Moriyama
Number of Employees 10 (as of April 1, 2010)
Major Shareholders Monex Group, Inc. 55%
Asuka Aseet Management, Co.,Ltd. 45%
Main Business Activity Discretionary Investment Management Business and Investment Advisory Business
Financial Instruments Firms: Director General of the Kanto Local Financial
Bureau Registration Number 1078
A Member of Japan Securities Investment Advisors Association
Asset Under Management JPY 18.1 billion (as of March 31, 2010)

Monex Alternative Investments, Inc.

Oct 22, 2004 Establishment of Monex Alternative Investments, Inc.
Nov 30, 2004 Inception of the first fund of funds "Monex Fund of Funds I."
Jul 6, 2005 Inception of fund of hedge funds "Asia Focus"
Aug 10, 2006 Inception of equity long short fund "China Focus"
Sep 28, 2006 Increased capital to JPY95 million
Dec 15, 2006 Inception of fund of private equity funds "Premium Hybrid 2006"
Sep 3, 2007 Authorization of Discretionary Investment Management Business License
Jan 18, 2008 Inception of fund of private equity funds "Premium Hybrid 2007"
April 16, 2010 Inception of fund of private equity funds "Premium Hybrid 2010"

History of Monex Group, Inc.

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Shinichiro Shiraki Shinichiro Shiraki contributed actively to founding MAI and he joined the firm in 2005 from Asuka Asset Management, Co., Ltd. and Chairman and Director of the MAI since 2009. Prior to joining Asuka Asset Management, he worked for the UFJ Group (now Mitsubishi UFJ Financial Group), where he created the Proprietary Hedge Fund Investment Department. He is Chartered Member of Security Analyst Association of Japan and Vice Chairman of AIMA(Alternative Investment Management Association) Japan Chapter. Shiraki earned his Masters in Finance degree from London Business School and holds a BA from Keio University.
Shigeo Mizuta Shigeo Mizuta is President and Representative Director of MAI since 2006. Formerly, he was at Nomura BlackRock Asset Management which he established as the President and co-founder in 1999. Prior to Nomura BlackRock, he worked for Salomon Brothers Asia and Morgan Stanley Japan. Mizuta earned his MS degree from Stanford University, Graduate School of Engineering, and holds a BS from Tokyo University.
Oki Matsumoto Member of Advisory Committee
Oki Matsumoto is currently CEO of Monex Group, Inc. He established Monex, Inc. in 1999, which is one of the major online securities firms in Japan. Prior to establishing Monex, Inc., he was a General Partner at Goldman Sachs, where he co-headed the Fixed Income & Currency Business for its Tokyo operation. Prior to Goldman Sachs, he worked for Salomon Brothers Asia where he started his career in 1987. He currently serves as External Director of Tokyo Stock Exchange Group, Inc., Tokyo Stock Exchange, Inc. and Shinsei Bank, Limited., chosen as one of "25 Rising Stars", next-generation global leaders by Fortune Magazine, and a "Global Leaders for Tomorrow" by World Economic Forum in 2001. Matsumoto holds a BA from Tokyo University.
Mamoru Taniya Member of Advisory Committee
Mamoru Taniya is the Chief Executive Officer of Asuka Aseet Management, Co.,Ltd. He has a broad range of investment experiences covering from fixed-income derivatives to private equities. Prior to founding Asuka in 2002, he was a Director at Tudor Capital Japan, where he started its private equity business in Japan. He was previously a Managing Director at Salomon Smith Barney, and he co-managed the Japan and Asia proprietary trading department at Salomon Brothers Asia. Taniya holds a BA from Tokyo University.

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